Federal Tax

Securities Law Aspects of Employee Benefit Plans (Portfolio 362)

  • This Portfolio examines registration requirements under federal securities laws, reporting requirements, the short-swing profits recovery rules, and tender offer requirements.

Description

Bloomberg Tax Portfolio, 362 T.M., Securities Law Aspects of Employee Benefit Plans, deals with the registration requirements under federal securities laws, as well as the executive compensation proxy disclosure and other reporting requirements, the short-swing profits recovery rules, and the application of tender offer requirements to executive compensation arrangements.

Table of Contents

I. Overview
II. Registration Requirements
III. Form S-8 Rules
IV. Section 16
V. Executive Compensation Disclosure Rules
VI. Stock Plan Disclosure
VII. Prohibitions and Other Requirements for Directors and Officers
VIII. Form 8-K Rules
IX. Other Securities Issues

Kirk Maldonado
Kirk Maldonado
Sherman & Howard LLC
Susan_Daley
Susan Daley
Partner
Perkins Coie LLP
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